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CompliancePlus Consulting: Navigating through the Changing Regulatory Environment
Hedge fund startups often struggle to assimilate regulatory requirements owing to the rapidly changing compliance prerequisites. “Often, startups do not have the necessary resources to embrace regulatory solutions while streamlining their workflows,” adds Josephine Chung, founder and director of CompliancePlus Consulting. Besides, compliance has emerged as a vital prerequisite for business worldwide, failing which, crumbles business architectures, both locally and internationally. To mitigate such problems, CompliancePlus Consulting offers affordable and innovative compliance solutions to various financial institutions. It assists hedge funds in managing and minimizing regulatory risks with regards to their business operations.
Bolstering their domain expertise in the compliance space, CompliancePlus Consulting brings a comprehensive and proactive approach to improve business operations of clients, precisely dodging regulatory hurdles that stall the productivity of an organization. The company delivers a wide range of compliance services that include security and futures commission (SFC) licensing, compliance training, and fund authorization. “We provide consulting services to assist financial institutions in identifying compliance risks and then advice management teams on optimizing their business plans accordingly,” says Josephine. CompliancePlus Consulting manages various license applications for retail funds, sovereign funds, and private equity funds to obtain necessary SFC licenses for their business. It negotiates compliance terms and conditions, creates manuals and other essential documents for license application. In addition, the company conducts mock reviews to prepare its clients for audits.
We offer consulting services to assist financial institutions in identifying compliance risk and advising corporate structure and business plan
Since its inception in 2009, CompliancePlus Consulting has been assisting a multitude of entrepreneurs in kick-starting their financial operations. Often, its clients had worked for large financial institutions and investment banks with a full range of backend support services. But, when they planned to build their financial model, clients found themselves in the soup with regards to legal and compliance procedures. Observing these hindrances, CompliancePlus Consulting assisted a multitude of entrepreneurs in obtaining SFC licenses and other compliance and regulatory documents to launch their business on schedule.
CompliancePlus Consulting is committed to empowering financial institutions through existing services and is planning to broaden its portfolio of products by providing robotic advisory. Such advances can assist financial institutions in creating risk profiles of their users to deliver cost-effective services. In the future, CompliancePlus Consulting is exploring opportunities for its geographical expansion and building alliances with several financial organizations.